Thursday, July 11, 2013

Life Insurance Views for 2020

Life Insurance Views for 2020


Our society has gone through significant changes mainly 
due to technological advancements in the past decade. The 
Internet has helped insurance companies promote their 
products and has made it easier for customers to make more 
informed decisions, but has the life insurance industry  
fully grasped the available modern technology to become as 
efficient as possible? On the other hand, will fundamental  
values such as transparency and honesty ever become  
obsolete? In the next decade, successful firms will, in the 
author’s opinion, have to combine those two forces in order 
to do well in the long run.
efficiency And use Of The Internet
Through information availability and education, the author 
believes that, as years go by, individuals will become more 
aware of their life insurance needs. Also, more insurance 
shopping tools should be available to customers. The old 
saying, “insurance is sold, not bought” may not be as true 
as it has been in the past.
The  Internet  has  revolutionized  multiple  layers  of 
modern  society.  As  information  becomes  more  avail-
able and the execution of transactions becomes easier,  
the author anticipates an increase in the use of Web sites  
for selling insurance. Web sites providing insurance pre-
mium quotes are already abundant, and some Web sites 
have already started selling insurance online. A challenge 
for those Web sites is to patiently build a strong reputa-
tion, so that individuals will have the confidence to buy 
insurance through this distribution channel, the same way 
travelers  now buy airline tickets through traveling Web 
sites, although they may have been less inclined to do so  
when online travel Web sites were in their infancy. Also,  
commercial  life  insurance  companies  would  have  an 
advantage to start selling insurance directly from their  
Web site. Life insurance shoppers could get the coverage 
they want and the appropriate riders online, similar to the 
way customers can customize their purchase when buying 
computers online. The need for agents selling insurance 
policies would therefore decrease, just like the use of travel 
agents has decreased in the past decade. This more effi-
cient way of selling insurance would allow insurers to offer  
products at a more competitive price, and the necessary 
technology is already available. The one area where the  
author does not foresee a decrease in the use of agents is where 
the face amount purchased is very high and where there are 
estate planning or complex tax issues associated with the 
insurance purchase.
Insurance  reward System
The idea  of an insurance company reward system, simi-
lar to fidelity programs offered by airline companies and 
major hotel chains (but hopefully more effective), could 
see the day. Points could be earned by policyholders  
in proportion to premiums paid and used to buy other  
insurance products or to get additional coverage or riders. 
From the insurance company’s perspective, such a reward 
program would increase persistency, awareness and loyalty 
in policyholders. Such a reward system would benefit both 
parties and strengthen the relationship between the policy-
holder and the insurance company.
regulatory And Taxation Issues
The  individual  tax  treatments  of  inside  build-up  will 
play a critical role in the cash-value-oriented products. 
Although  cash-value-oriented  products  offer  multiple  
advantages, one of the most sought-after features of such 
products is the very advantageous tax treatment of the  
earnings of such products. Some cash value products serve 
as a second 401(k) vehicle. Regulators’ views and future 
actions are very hard to predict.
Regulators serve and protect individuals by making  
sure that insurers have enough funds to meet their obliga-
tions. It is natural for them to impose strict requirements 
and use conservative assumptions to evaluate liabilities in 

order to protect the public. Having said that, proscribing 
unreasonable reserves and capital requirements usually 
does not serve the population well. It typically results in 
insurers finding ways such as securitization and offshore 
reinsurance agreements to get around such requirements. 
Principle-based reserving is already at the center of multiple  
Society of Actuaries’ task forces, and implementing these 
requirements will be a challenge for both carriers and 
regulators, but the author believes that this approach will 
be beneficial for society in general in the long run, as the  
focus will appropriately be on the obligations of the insurer 
to meet its contingent liabilities. Currently, a great deal of 
effort is put in finding solutions to bypass excessive require-
ments. Those efforts and resources could be used elsewhere 
or simply removed to offer a more competitive product.
Shareholders
Shareholders  of  life  insurance  companies,  just  like  
shareholders of any other corporation, are in a constant  
quest for more and better information. Transparency to  
shareholders  is  definitely  a  positive  aspect  for  an  
organization as a whole because it ultimately enables  
the providers of capital to make better investment and risk 
choices. This usually translates into more disclosure on a 
firm’s activities. This is typically helpful for investors, but 
the information disseminated must be done in a manner  
that makes the information understood and is of value to 
investors and analysts. The successful insurance companies 
of the next decade, in the author’s opinion, will disclose  
not  necessarily  more,  but  more  concise  and  pertinent  
information, to the public.
fraternals
In the light  of the recent corporate scandals and lack of 
transparency, the public, rightfully or not, has a low opinion 
of corporate leaders in general. This may be an opportu-
nity for the fraternal industry to surge. Usually challenged 
with the lack of economies of scale compared with regular  
insurance carriers, fraternals have an unprecedented asset:  
an  impeccable  record  of  transparency  and  honesty.  
Fraternals provide a valuable service to society through 
multiple social programs and charitable sponsorships. If 
the movement becomes better known to the public, some  
policyholders may be interested to contribute to this if 
they pay similar prices, and fraternals have similar ratings 
as commercial carriers. Also, fraternals get a special tax  
treatment. Can fraternals use their tax advantage and good 
reputation to compete with economies of scale of commer-
cial carriers and offer similar prices as well as achieving 
good ratings? Can they reach out to a broader public? If 
the answer is yes for the two interrelated questions above, 
policyholders may turn to fraternals to meet their insurance 
needs, which would significantly increase the fraternal 
presence in the life insurance industry in the next decade.
Securitization
Securitization in the life insurance industry took many 
different shapes and served different purposes in the past.  
The author believes in the added value of securitiza-
tion in the life insurance industry in general and sees a  
demand from both sides. First, the originator (in this 
case the life insurance company) would benefit from re-
moving some mortality risk from their book, forgo some  
return in order to write more new business and make a 
profit on originating policies. Second, the capital markets 
would welcome a way to diversify equity and interest rate 
risk, as mortality risk is a random risk that is uncorrelated 
to those two risks. Past securitization arrangements have  
involved  many  parties  and  have  been  very  costly.  In  
order for securitization deals to be successful in the future, 
they will have to be simpler, cheaper to implement and 
more transparent, and target a broader market. Securitiza-
tion would ultimately transfer some of the mortality risk of 
the insurer to an outside investor. Simplicity and cost are 
important because potential investors are attracted to a 
new risk, but obviously for a reasonable return. If the cost 

of the issuing security reduces the potential to earn this  
return, the whole securitization concept is pointless. Also, 
insurers always have the reinsurance option to transfer risk 
or hedge it one way or another. In order for securitization 
to be effective, it has to be done at a comparable cost to 
reinsuring mortality risk; otherwise, there is no incentive 
for the insurer to securitize. Transparency is another key 
element; investors want to be able to evaluate the risk into 
which they are getting. A black-box-type security is usually  
not attractive for investors. Finally, volume is another key 
component of a successful securitization to reduce the cost 
per security and add liquidity in the market in which it  
is traded. Successful firms of the upcoming decade will 
have securitization as an available option. Details and  
technicalities of such securitization agreements are beyond 
the scope of this essay.
Conclusion
Transparency and efficiency are the common denomina-
tors of this essay. In the end, both firms and customers  
will  benefit  from  an  alignment  of  these  objectives.  
Also, reputation will always remain a crucial ingredient to 
the success of a life insurance company. It is not something 
that can be coded overnight. Transparent contracts (without  
overly complicated details, upfront fee schedules and no 
unpleasant surprises) as well as investments in technology  
are among matters a life insurance company will have 
to put efforts in to establish and sustain a strong reputa-
tion and be successful in the long run. These undertakings  
can be costly initially, and it is a challenge to remain com-
petitive while assuming these costs. But these factors will 
ultimately draw the line between the key players of 2020 
and the life insurance companies of the “past.”






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